In the motion filed on Friday, Robinhood argued that the temporary limits it imposed on trading during a social media-fueled rally in January 2021 were not deceptive as they were publicly announced by the company. The company also said that investors do not have a plausible claim that it stood to…
Read More...
Browsing Category
Banking & Finance
The NatWest Fine: A Sign Of Things To Come?
Aziz Rahman, Senior Partner at Rahman Ravelli, assesses the NatWest money laundering penalty for any pointers to…
Morgan Stanley To Pay $60 Million To Resolve Data-Breach Lawsuit
On Friday, a preliminary settlement of the proposed class action was filed in Manhattan federal court, still…
An LLC is a type of business structure that is still relatively new. If you are thinking about incorporating an LLC, you need to know what it entails and how it differs from other businesses. This article will discuss the most important things to know before incorporating an LLC so that you can make…
Read More...
NatWest Pleads Guilty To US Fraud Charges
NatWest Markets admitted some of its traders in London, Singapore, and Connecticut were involved in a scheme to…
The Residence Nil Rate Band – Tax Planning
With the residence nil rate band (‘RNRB’) to remain frozen until April 2026, now there is all the more reason for…
Westpac admitted to six civil penalty proceedings that were filed by Australia’s securities regulator, including claims against its banking, superannuation wealth management, and divested general insurance units.
According to the Australian Securities and Investments Commission (ASIC), Westpac…
Read More...
Lessons From How The SFO Handled The Amec Bribery Case
Richard Cannon, partner at Stokoe Partnership, takes a look at the SFO's handling of the Amec Bribery Case.
The…
UK/US Treaty: Equivalent Beneficiary – Competent Authority Agreement
A Competent Authority Agreement (CAA) between the UK and US was published on 28 July. The CAA confirms that despite…
